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RFC 1244                 Site Security Handbook                July 1991


      in detail in the next chapter.  There should be procedures
      available that cover all facets of policy violation.

2.5  Locking In or Out

   Whenever a site suffers an incident which may compromise computer
   security, the strategies for reacting may be influenced by two
   opposing pressures.

   If management fears that the site is sufficiently vulnerable, it may
   choose a "Protect and Proceed" strategy.  This approach will have as
   its primary goal the protection and preservation of the site
   facilities and to provide for normalcy for its users as quickly as
   possible.  Attempts will be made to actively interfere with the
   intruder's processes, prevent further access and begin immediate
   damage assessment and recovery.  This process may involve shutting
   down the facilities, closing off access to the network, or other
   drastic measures.  The drawback is that unless the intruder is
   identified directly, they may come back into the site via a different
   path, or may attack another site.

   The alternate approach, "Pursue and Prosecute", adopts the opposite
   philosophy and goals.  The primary goal is to allow intruders to
   continue their activities at the site until the site can identify the
   responsible persons.  This approach is endorsed by law enforcement
   agencies and prosecutors.  The drawback is that the agencies cannot
   exempt a site from possible user lawsuits if damage is done to their
   systems and data.

   Prosecution is not the only outcome possible if the intruder is
   identified.  If the culprit is an employee or a student, the
   organization may choose to take disciplinary actions.  The computer
   security policy needs to spell out the choices and how they will be
   selected if an intruder is caught.

   Careful consideration must be made by site management regarding their
   approach to this issue before the problem occurs.  The strategy
   adopted might depend upon each circumstance.  Or there may be a
   global policy which mandates one approach in all circumstances.  The
   pros and cons must be examined thoroughly and the users of the
   facilities must be made aware of the policy so that they understand
   their vulnerabilities no matter which approach is taken.

   The following are checklists to help a site determine which strategy
   to adopt: "Protect and Proceed" or "Pursue and Prosecute".






Site Security Policy Handbook Working Group                    [Page 21]


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