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RFC1244 - Page 56


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RFC 1244                 Site Security Handbook                July 1991


4.  Types of Security Procedures

4.1  System Security Audits

   Most businesses undergo some sort of annual financial auditing as a
   regular part of their business life.  Security audits are an
   important part of running any computing environment.  Part of the
   security audit should be a review of any policies that concern system
   security, as well as the mechanisms that are put in place to enforce
   them.

   4.1.1   Organize Scheduled Drills

      Although not something that would be done each day or week,
      scheduled drills may be conducted to determine if the procedures
      defined are adequate for the threat to be countered.  If your
      major threat is one of natural disaster, then a drill would be
      conducted to verify your backup and recovery mechanisms.  On the
      other hand, if your greatest threat is from external intruders
      attempting to penetrate your system, a drill might be conducted to
      actually try a penetration to observe the effect of the policies.

      Drills are a valuable way to test that your policies and
      procedures are effective.  On the other hand, drills can be time-
      consuming and disruptive to normal operations.  It is important to
      weigh the benefits of the drills against the possible time loss
      which may be associated with them.

   4.1.2  Test Procedures

      If the choice is made to not to use scheduled drills to examine
      your entire security procedure at one time, it is important to
      test individual procedures frequently.  Examine your backup
      procedure to make sure you can recover data from the tapes.  Check
      log files to be sure that information which is supposed to be
      logged to them is being logged to them, etc..

      When a security audit is mandated, great care should be used in
      devising tests of the security policy.  It is important to clearly
      identify what is being tested, how the test will be conducted, and
      results expected from the test.  This should all be documented and
      included in or as an adjunct to the security policy document
      itself.

      It is important to test all aspects of the security policy, both
      procedural and automated, with a particular emphasis on the
      automated mechanisms used to enforce the policy.  Tests should be
      defined to ensure a comprehensive examination of policy features,



Site Security Policy Handbook Working Group                    [Page 56]


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